ASIC (Amendment) Instrument 2021/0139

I, James Shipton, Chairperson of the Australian Securities and Investments Commission, make the following legislative instrument.

Date 11 March 2021

James Shipton

Contents

Part 1—Preliminary

1 Name of legislative instrument

2 Commencement

3 Authority

4 Schedule

Schedule 1—Amendments

ASIC (Senior Staff Members—Determination) Instrument 2019/117

Part 1—Preliminary

1 Name of legislative instrument

This is the ASIC (Amendment) Instrument 2021/0139.

2 Commencement

This instrument commences on the day after it is registered on the Federal Register of Legislation.

Note: The register may be accessed at www.legislation.gov.au.

3 Authority

This instrument is made under section 122A of the Australian Securities and Investments Commission Act 2001.

4 Schedule

Each instrument that is specified in the Schedule to this instrument is amended as set out in the applicable items in the Schedule.

Schedule 1—Amendments

ASIC (Senior Staff Members—Determination) Instrument 2019/117

1 Section 5

Before paragraph (a), insert the following paragraph:

(aa)  Chief Operating Officer;

2 Paragraph 5(d)

After subparagraph (i), insert the following subparagraphs:

(ia) Chief Accountant;

(ib) Chief Data and Analytics Officer;

3 Paragraph 5(d)

After subparagraph (iii), insert the following subparagraph:

(iiia) Chief Risk Officer;