Australian Prudential Regulation Authority (confidentiality) determination No. 1 of 2024
Information provided by financial sector entities under relevant reporting documents
Australian Prudential Regulation Authority Act 1998
I, Andrew Robertson, delegate of APRA:
(a) under section 57 of the Australian Prudential Regulation Authority Act 1998 (the Act) and subsecton 33(3) of the Acts Interpretation Act 1901, revoke the Australian Prudential Regulation Authority (confidentiality) determination No. 3 of 2023; and
(b) under paragraph 57(2)(b) of the Act determine all or a specified part of the reporting documents of a kind specified in Part 1, Part 2 or Part 3 of the Schedule do not contain confidential information.
This instrument commences at the start of the day after the day the instrument is registered on the Federal Register of Legislation.
Note: The effect of this instrument is that the non-confidential information may be published under subsection 56(5C) of the Act.
Dated: 7 June 2024
Andrew Robertson
General Manager - Chief Data Officer
Technology and Data
Interpretation
In this determination
APRA means the Australian Prudential Regulation Authority.
MySuper product means a MySuper product within the meaning given in section 10(1) of the Superannuation Industry (Supervision) Act 1993.
reporting document means a reporting document within the meaning of section 13 of the Financial Sector (Collection of Data) Act 2001.
Schedule
Part 1 Reporting documents covered by this determination in their entirety
Part 1 of the Schedule of this determination applies to all of the information in the following reporting forms given to APRA by a financial sector entity where a period of at least 14 days has elapsed from the date the financial sector entity was required to provide the information under the reporting standard containing the reporting forms:
Reporting standard | Reporting form |
SRS 251.0 Insurance | SRF 251.0 Insurance arrangements |
SRF 251.1 Insurance coverage |
SRF 251.2 Insurance payments |
SRF 251.3 Insurance premiums |
SRS 606.0 RSE Profile | SRF 606.1 Profile fees and costs arrangements |
SRS 611.0 Member Accounts | SRF 611.0 Member Accounts |
SRS 705.0 Components of net return | SRF 705.0 Components of Net Return |
SRS 706.0 Fees and Costs | SRF 706.0 Fees and Costs Disclosed |
Part 2 Reporting documents covered by this determination in part
Part 2 of the Schedule of this determination applies to information in the following parts of reporting forms given to APRA by a financial sector entity where a period of at least 14 days, or such other period as is specified below, has elapsed from the date the financial sector entity was required to provide the information under the reporting standards.
Parts of reporting forms covered by this determination
Specific parts of reporting forms to which this determination does, and does not apply, is specified below:
SRS 332.0 Expenses
Reporting form, table and columns | Classifications covered by this determination | Classifications not covered by this determination |
SRF 332.0 table 1 column 4 and columns 10 – 11 | All | None |
SRF 332.0 table 1 columns 1 – 3 and columns 5 – 9 | The values in these columns will be non-confidential for any row which contains: (a) the value ‘Industrial Body’ or ‘Promoter’ in Column 4 Service Provider Type in SRF 332.0 Table 1; (b) a Service Provider identifier which is the same as the Service Provider identifier included in any row in SRF 332.0 table 2 which contains: - the value ‘Marketing’ in Column 4 Expense Type;
ii. the values ‘Director Remuneration’, ‘Executive Remuneration’ or ‘Donation To Political Party’ in Column 6, Service Arrangement Engagement Type; iii. the value ‘Yes’ in Column 12 Related Party Indicator; or (c) a Service Provider identifier which is the same as the Service Provider identifier included in any row in SRF 332.0 table 3 which contains the value ‘Yes’ in Column 16 Related Party Indicator. | None |
SRF 332.0 table 2 column 1 | The values in this column will be non-confidential for any row which contains: (a) the value ‘Marketing’ in Column 4 Expense Type in SRF 332.0 Table 2; (b) the values ‘Director Remuneration’, ‘Executive Remuneration’ or ‘Donation To Political Party’ in Column 6, Service Arrangement Engagement type in SRF 332.0 Table 2; (c) the value ‘Yes’ in Column 12 Related Party Indicator in SRF 332.0 Table 2; or (d) a Service Provider identifier which is the same as the Service Provider identifier included in any row in SRF 332.0 table 1 which contains the value ‘Industrial Body’ or ‘Promoter’ in Column 4 Service Provider Type. | None |
SRF 332.0 table 2 columns 2 – 6 and 11 – 12 | All | None |
SRF 332.0 table 2 columns 7 – 10 | None | All |
SRF 332.0 table 3 column 1 | The values in this column will be non-confidential for any row which contains: (a) the value ‘Yes’ in Column 16 Related Party Indicator in SRF 332.0 Table 3; or (b) a Service Provider identifier which is the same as the Service Provider identifier included in any row in SRF 332.0 table 1 which contains the value ‘Industrial Body’ or ‘Promoter’ in Column 4 Service Provider Type. | None |
SRF 332.0 table 3 columns 2 – 3, columns 8 – 10 and columns 15 – 16 | All | None |
SRF 332.0 table 3 columns 4 – 7 and columns 11 – 14 | None | All |
SRF 332.0 table 4 (all columns) | All | None |
Specific parts of reporting forms to which this determination does, and does not apply, is specified below:
SRS 550.0 Asset Allocation
Reporting form, table and columns | Classifications covered by this determination | Classifications not covered by this determination |
SRF 550.0 table 1 (all columns) | All | None |
SRF 550.0 table 2, columns 1-6 | All | None |
SRF 550.0 table 2, column 7 | - Fixed Income Investment Grade
- Fixed Income Non Investment Grade
- Fixed Income Development
- Fixed Income Established
- Not Applicable
- Not Available
| - Equity Listed Large Cap
- Equity Listed Mid Cap
- Equity Listed Small Cap
- Equity Listed Micro Cap
- Equity Unlisted Development Or Early Stage
- Equity Unlisted Established Or Late Stage
- Property Development
- Property Established
- Infrastructure Development
- Infrastructure Established
- Not Applicable
- Not Available
|
SRF 550.0 table 2, column 8 | - Cash Cash At Bank
- Cash Term Deposit
- Cash Short Term Bank Bills Or Securities
- Cash Cash Management Trust
- Cash Foreign Exchange Derivative
- Contracts
- Cash Offset Derivatives
- Fixed Income Bonds Government Coupon
- Fixed Income Bonds Government Inflation-linked
- Fixed Income Bonds Government Other
- Fixed Income Bonds Corporate
- Fixed Income Asset Backed Commercial Mortgage
- Fixed Income Asset Backed Residential Mortgage
- Fixed Income Asset Backed Other
- Fixed Income Structured Non-Asset Backed
- Fixed Income Mezzanine Debt
- Fixed Income Private Debt
- Fixed Income Enhanced Cash
- Fixed Income Other
- Fixed Income Term Deposit
- Fixed Income Bank Bills Or Securities
- Alternatives Commodities
- Alternatives Other
- Not Applicable
- Not Available
| - Equity Listed Active
- Equity Listed Passive
- Equity Unlisted Leveraged Buyout
- Equity Unlisted Growth Equity
- Equity Unlisted Venture Capital
- Equity Unlisted Special Situations
- Equity Unlisted Other
- Property Commercial
- Property Industrial
- Property Retail
- Property Residential
- Property Agricultural
- Property Other
- Property Diversified
- Infrastructure Utilities
- Infrastructure Airports
- Infrastructure Toll Roads
- Infrastructure Ports
- Infrastructure Railways
- Infrastructure Social Availability
- Infrastructure Energy Assets
- Infrastructure Communications
- Infrastructure Other
- Infrastructure Diversified
- Alternatives Activist
- Alternatives Convertible Bond Arbitrage
- Alternatives Credit Distressed
- Alternatives Long Short Credit
- Alternatives Long Short Equity
- Alternatives Equity Market Neutral
- Alternatives Event Driven
- Alternatives Fixed Income Arbitrage
- Alternatives Global Macro
- Alternatives Managed Futures Or Commodity Trading Advisor
- Alternatives Risk Arbitrage
- Alternatives Volatility Arbitrage
- Alternatives Multi Strategy
- Alternatives Insurance Linked Securities
- Alternatives Real Return Multi Asset Strategies
- Not Applicable
- Not Available
|
SRF 550.0 table 2, column 9 | - Fixed Income Short Term
- Fixed Income Long Term
- Not Applicable
- Not Available
| - Infrastructure Government
- Infrastructure Non Government
- Infrastructure Public Private Partnership
- Not Applicable
- Not Available
|
SRF 550.0 table 2, columns 10-17 | All | None |
SRF 550.1 table 1, column 1-5 | All | None |
SRF 550.1 table 1, column 6 | - Fixed Income Investment Grade
- Fixed Income Non Investment Grade
- Fixed Income Development
- Fixed Income Established
Where a period of at least 12 months has elapsed from the date the financial sector entity was required to provide the information: : - Equity Listed Large Cap
- Equity Listed Mid Cap
- Equity Listed Small Cap
- Equity Listed Micro Cap
- Equity Unlisted Development Or Early Stage
- Equity Unlisted Established Or Late Stage
- Property Development
- Property Established
- Infrastructure Development
- Infrastructure Established
- Not Applicable
- Not Available
| None |
SRF 550.1 table 1, column 7 | - Cash Cash At Bank
- Cash Term Deposit
- Cash Short Term Bank Bills Or Securities
- Cash Cash Management Trust
- Cash Foreign Exchange Derivative Contracts
- Cash Offset Derivatives
- Fixed Income Bonds Government Coupon
- Fixed Income Bonds Government Inflation-linked
- Fixed Income Bonds Government Other
- Fixed Income Bonds Corporate
- Fixed Income Asset Backed Commercial Mortgage
- Fixed Income Asset Backed Residential Mortgage
- Fixed Income Asset Backed Other
- Fixed Income Structured Non-Asset Backed
- Fixed Income Mezzanine Debt
- Fixed Income Private Debt
- Fixed Income Enhanced Cash
- Fixed Income Other
- Fixed Income Term Deposit
- Fixed Income Bank Bills Or Securities
- Alternatives Commodities
- Alternatives Other
Where a period of at least 12 months has elapsed from the date the financial sector entity was required to provide the information: - Equity Listed Active
- Equity Listed Passive
- Equity Unlisted Leveraged Buyout
- Equity Unlisted Growth Equity
- Equity Unlisted Venture Capital
- Equity Unlisted Special Situations
- Equity Unlisted Other
- Property Commercial
- Property Industrial
- Property Retail
- Property Residential
- Property Agricultural
- Property Other
- Property Diversified
- Infrastructure Utilities
- Infrastructure Airports
- Infrastructure Toll Roads
- Infrastructure Ports
- Infrastructure Railways
- Infrastructure Social Availability
- Infrastructure Energy Assets
- Infrastructure Communications
- Infrastructure Other
- Infrastructure Diversified
- Alternatives Activist
- Alternatives Convertible Bond Arbitrage
- Alternatives Credit Distressed
- Alternatives Long Short Credit
- Alternatives Long Short Equity
- Alternatives Equity Market Neutral
- Alternatives Event Driven
- Alternatives Fixed Income Arbitrage
- Alternatives Global Macro
- Alternatives Managed Futures Or Commodity Trading Advisor
- Alternatives Risk Arbitrage
- Alternatives Volatility Arbitrage
- Alternatives Multi Strategy
- Alternatives Insurance Linked Securities
- Alternatives Real Return Multi Asset Strategies
- Not Applicable
| None |
SRF 550.1 table 1 column 8 | - Fixed Income Short Term
- Fixed Income Long Term
- Not Applicable
- Not Available
Where a period of at least 12 months has elapsed from the date the financial sector entity was required to provide the information: 6. Infrastructure Government 7. Infrastructure Non Government 8. Infrastructure Public Private Partnership 9. Not Applicable 10. Not Available | None |
SRF 550.1 table 1, column 9-15 | All | None |
SRF 550.1, table 2 (all columns) | All | None |
SRF 550.2, Table 1, column 8 | All | None |
SFR 550.2, table 1, Column 12 | All | None |
SFR 550.2, table 2.1 (all columns) | All | None |
SFR 550.2, table 2.2 (all columns) | All | None |
SRS 605.0 RSE Structure
Reporting form, table and columns | Classifications covered by this determination | Classifications not covered by this determination |
SRF 605.0 table 1 | All | None |
SRF 605.0 table 2 | All | None |
SRF 605.0 table 3 | All | None |
SRF 605.0 table 4 columns 1 – 5 and columns 7 – 14 | All | None |
SRF 605.0 table 4 column 6 | None | All |
SRS 606.0 RSE Profile
Reporting form and table | Classifications covered by this determination | Classifications not covered by this determination |
SRF 606.0 | All | None |
SRS 705.1 Investment Performance and Objectives
Reporting form and table | Classifications covered by this determination | Classifications not covered by this determination |
SRF 705.1 table 1 (all columns) | All | None |
SRF 705.1. table 2, (all columns) | All | None |
SRF 705.2 table 1, columns 1 - 4 | All | None |
SRF 705.2 table 2, columns 1 - 4 | All | None |
Part 3 Reporting documents covered by this determination in part – MySuper product
Part 3 of the Schedule of this determination applies to information relating to a MySuper product in the following parts of reporting form SRF 705.1 given to APRA by a financial sector entity where a period of at least 14 days has elapsed from the date the financial sector entity was required to provide the information under the reporting standard containing the reporting form SRF 705.1:
SRS 705.1 Investment Performance and Objectives
Reporting form and table | Classifications covered by this determination | Classifications not covered by this determination |
SRF 705.2 table 1, columns 5 – 6 | All where information relates to a My Super product | None where information relates to a MySuper product |
SRF 705.2 table 2, columns 5 – 6 | All where information relates to a MySuper product | None where information relates to a MySuper product |