Skip to main
Help and resources
Register
for My Account
Sign in
to My Account
Search
Australian Government
Federal Register of Legislation
Site navigation
Constitution
Acts
Legislative instruments
Notifiable instruments
Gazettes
Administrative Arrangements
Prerogative instruments
Norfolk Island
Home
Legislative instruments
In force
Text
Details
Authorises
Downloads
All versions
Interactions
ASIC Market Integrity Rules (Capital) 2021
In force
Administered by
Department of the Treasury
This item is authorised by the following title:
Corporations Act 2001
Superseded version
View latest version
Order print copy
Save this title to My Account
Set up an alert
F2022C00531 (C01)
06 April 2022
-
14 October 2024
Legislation text
View document
Select value
Legislative instrument
Filter active
Table of contents
Enter text to search the table of contents
Collapse
Chapter 1: Introduction
Part 1.1 Preliminary
Part 1.2 Waiver
Part 1.3 Notice, notification and service of documents
Part 1.4 Interpretation
Part 1.5 Participants of multiple Markets
Part 1.6 Transitional
Collapse
Chapter 8: Capital requirements
Part 8.2 Application
Collapse
Chapter 9: Accounts and audit
Part 9.1 Application of Rules
Part 9.2 Risk-Based Capital Requirements—Reporting
Part 9.4 General
Part 9.5 Scope of audits
Collapse
Schedule 1A: Capital liquidity requirements
Part S1A.1 Interpretation
Part S1A.2 Obligations of Market Participants
Collapse
Annexure 1 to Schedule 1A: Counterparty Risk Requirement
Part A1.1 Counterparty Risk Requirement
Part A1.2 Methods
Collapse
Annexure 2 to Schedule 1A: Large Exposure Risk Requirement
Part A2.1 Counterparty large exposure risk requirement
Part A2.2 Issuer large exposure risk requirement
Part A2.3 Methods
Collapse
Annexure 3 to Schedule 1A: Position Risk Requirement
Part A3.1 Equity position risk amount
Part A3.2 Standard method—Equity position risk
Part A3.5 Margin method—Equity position risk
Part A3.6 Basic method—Equity position risk
Part A3.8 Calculation of Equity Equivalent positions—Equity position risk
Part A3.9 Calculation of Equity Net Positions—Equity position risk
Part A3.10 Debt position risk amount
Part A3.11 Standard method—Debt position risk
Part A3.14 Margin method—Debt position risk
Part A3.15 Basic method—Debt position risk
Part A3.16 Calculation of Debt Equivalent positions—Debt position risk
Part A3.17 Calculation of Debt Net Positions—Debt position risk
Part A3.18 Foreign Exchange position risk amount
Part A3.19 Standard method—Foreign Exchange position risk
Part A3.20 Basic method—Foreign Exchange position risk
Part A3.21 Calculation of Foreign Exchange Equivalent positions—Foreign Exchange position risk
Part A3.22 Calculation of Foreign Exchange net open positions—Foreign Exchange position risk
Part A3.23 Commodity position risk amount
Part A3.24 Standard method—Commodity position risk
Part A3.25 Margin method—Commodity position risk
Part A3.26 Basic method—Commodity position risk
Part A3.27 Calculation of Commodity Equivalent positions—Commodity position risk
Part A3.28 Calculation of Commodity net open positions—Commodity position risk
Annexure 4 to Schedule 1A: Underwriting and Sub Underwriting Risk Requirement
Collapse
Annexure 5 to Schedule 1A: Tables
Part A5.1 Position Risk
Part A5.2 Counterparty Risk
Part A5.3 Other
Part A5.4 Underwriting Risk
Collapse
Schedule 1C: Forms
Schedule 1C Form 1 Ad Hoc Risk-Based Return
Schedule 1C Form 2 Risk-Based Return Declaration
Schedule 1C Form 3 Risk-Based Return (Summary, Monthly and Annual*)
Schedule 1C Form 5: Risk-Based Capital Requirements—Auditor’s Report
Schedule 1C Form 6: Risk-Based Capital Requirements—Key Risks and Internal Systems Statement
Collapse
Endnotes
Endnote 1 – Instrument history
Endnote 2 – Amendment history