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ASIC Corporations (Managed Discretionary Account Services) Instrument 2016/968
In force
Administered by
Department of the Treasury
This item is authorised by the following title:
Corporations Act 2001
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F2023C00928 (C06)
28 September 2023
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Part 1—Preliminary
1 Name of legislative instrument
3 Authority
4 Definitions
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Part 2—Exemption
5 MDA providers and external MDA custodians
6 Persons involved in acquiring MDA services
7 Dealers contracted by MDA provider
8 Conditions
9 Issue of client portfolio assets
10 Conditions
11 Exemption – Securities offers
12 Conditions
13 Market participants who provide MDA services to family members only
14 Conditions
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Part 3—Declaration
15 Requirements for the provision of MDA services
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Part 4—Transitional
16 Arrangements for transitioning MDA services
17 Licensing exemption for certain MDA providers
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Endnotes
Endnote 1—About the endnotes
Endnote 2—Abbreviation key
Endnote 3—Legislation history
Endnote 4—Amendment history